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Compliance Officer (m/f)

Nellen & Partner AG

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Investing in the future!

 A unique opportunity has arisen at a growing international asset manager with a clear profile, focus and investment strategy. The global headquarters of this international group are based in Zurich. As

Compliance Officer (m/f)

you report directly to the Group Head of Compliance and are primarily responsible for compliance related to investments. This includes:

  • Provide guidance to business leaders before, during and after investments are made
  • Establish, enhance and enforce compliance policies and testing procedures internally and externally (investors, port­folio companies etc.)
  • Analyze compliance issues of new business initiatives and investments and make thoughtful recommendations
  • Assist in preparing for and responding to inquiries and audits from regulatory authorities
  • Monitor national and international investment management compliance initiatives and regulatory developments
  • Draft periodic management and regulatory reports
  • Prepare training materials and provide in-person compliance training to staff

We seek a well educated (university degree in economics, law etc.) personality with strong communication and inter­per­sonal skills and with at least a couple of years of experience in invest­ment management compliance (fund management). The success­ful candidate will demonstrate excellent project management and problem solving abilities. The ideal applicant must have strong experience in the financial services industry, ideally asset ma­nagement, and with complex international structures, issues and stakeholder management. This position requires a team player with strong analytical skills, a self-starter attitude and a flair for checks and balances. Fluency in German is a must, knowledge in any other language would be a plus.

If this challenging opportunity appeals to you, we look forward to receiving your appli­cation by e-mail to t.limburg@nellen.ch. We guarantee absolute discretion.