2 days ago

Senior Legal & Compliance Counsel Asset Management

Bank Vontobel AG

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Senior Legal & Compliance Counsel Asset Management

Bank Vontobel AG Zürich

Senior Legal & Compliance Counsel Asset Management

Operations / IT

Within our department Legal & Compliance Asset Management we are loooking for Senior Legal & Compliance Counsel  in Zürich.

In this function you will face the following challenges:


  • Liaising with Management of Vontobel' Asset Management and Fund Management Companies regarding fund distribution-related compliance issues

  • Reviewing and negotiating Investment Management agreements for Switzerland and Europe

  • Reviewing other AM (custody, trading) related issues and drafting and negotiating Agreements

  • Co-ordination and monitoring of legal, regulatory and compliance requirements regarding outsourcing of asset management and distribution of funds in Switzerland and Europe

  • Performance and documentation of internal compliance checks and procedures/collection and documentation of third party compliance confirmations/due diligence documentation

  • Co-ordination of adaptations, updating and implementation of various Vontobel Group and business area policies, including control functions

  • Assist sales and PM teams with potential compliance requests/tasks and legal issues

  • Support Client Control regarding client documentation, anti-money laundering procedures and duties, tax qualifications for AM Clients

  • Other general compliance-related tasks

Your competences are:


  • Master of law or equivalent (Swiss attorney or international LLM a plus)

  • At least 5 - 10 years of experience as Legal/ Compliance Officer in the Investment Funds or AM Industry

  • Language skills: excellent English, fluent German a must, Italian a plus

  • Team player, results and solution oriented, self-directed and precise worker


Mrs. Michèle Müller, Corporate Human Resources, +41 58 283 68 04

We are looking forward to your online application.
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