4 days ago

Senior Compliance Officer International Wealth Management for Latin America & Asia Pacific

CREDIT SUISSE AG: Corporate Functions

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Senior Compliance Officer International Wealth Management for Latin America & Asia Pacific

An exciting and challenging role as a Senior Compliance Officer within Chief Compliance and Regulatory Affairs:

 

  • Act as the primary interface to the front office by supporting and advising on wide range of compliance relevant matters (Money Laundering, PEP, Risk countries, Cross Border Business, Sanctions, CDB, etc)
  • Collaborate closely with Central Compliance functions in order to ensure consistency, efficiency and accomplishment of our mandate
  • Perform monitoring activities to ensure adherence to legal and regulatory requirements as well as internal policies and procedures 
  • Communicate clearly and concisely on complex regulatory and compliance issues to senior Business and Compliance management
  • Identify regulatory or reputational risks and escalate as appropriate
  • Conduct internal compliance trainings
  • Support in development and review of policies
  • Support in projects and internal working groups
  • University degree in law or economy
  • At least 5 years of experience in the area of Compliance for Private Banking clients
  • Exact, careful and solution oriented working style
  • Strong interpersonal and business communication skills with an ability to translate rule requirements into practical working solutions
  • Open, flexible and team oriented attitude
  • High sense of responsibility and able to work independently
  • An ability to train staff at all levels on the technical compliance requirements
  • Excellent oral and written communication skills in English and in one of the main languages of the covered markets; any additional language would be an advantage

 

Mr. B. Lerch would be delighted to receive your application.

Please apply via our career portal.