3 days ago

Compliance Officer Trading

Banque Lombard Odier & Cie SA

  • Work region
  • Sector
  • Employment type
  • Position

Compliance Officer Trading

Détail de l'offre !-- --> Description Compliance Officer Trading Lombard Odier recherche une personne susceptible de remplir ce cahier des charges : Métier : Compliance Officer Bureau : Genève Niveau d'expérience : Confirmé Type de contrat : CDI YOUR MISSION : Ensure sound compliance with regulation linked to financial markets with a focus on: trading activities / reporting; contacts with auditors, supervisory authorities and exchange venues; and maintenance of the related internal regulatory code; Perform and develop adequate monitoring (market conduct rules, best execution; market and client side) in collaboration with Compliance Monitoring; Support and advice to Trading and other front, operational and control functions in relation to financial markets; Review of external publications issued by Trading and disclaimers for advisory activity, as well as the use of publication channels (internet, social media); Participate in transversal working groups on the implementation of new regulatory requirements for the Swiss and foreign entities (FinSA, FinIA, FMIA, MIFID2, etc.); Regulatory risk mapping and risk assessment as per FINMA Circ. 2013/08; Management Information (MIS) – compiling of data and producing monthly/quarterly reports and other ad-hoc reports as required for senior management; Training staff on market conduct rules and providing support to the business with all matters relating to financial markets and advisory. DESIRED PROFILE : Strong skills in the financial markets industry, within Private Banking; Good understanding of the regulatory environments, particularly of the Swiss framework; Bachelor's degree (or equivalent) required or evidence of comparable academic / work achievement; Ability to summarize complex topics, to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, in respect of market conduct rules and related risks; Strong interpersonal, communication, leadership, presentation and influencing skills. In particular, a proven ability to foster productive relationships with front office staff and senior management; Fluent in English and French; Resident in Switzerland or willing to relocate to Switzerland. Réf. : 520 - aam Si vous vous reconnaissez dans cette description, nous nous réjouissons de recevoir votre dossier qui sera traité avec la plus stricte confidentialité. © 2017 Lombard Odier

Rue de la Corraterie 11 1204 Genève